Course Information
COURSE NAME
CISI – Capital Market Authority, Kuwait Rules and Regulations
TOPIC
Accounting and Finance
COURSE DURATION
5 Sessions
TOTAL HOURS
20 hours
FORMAT
In person
START DATES
16 November, 2025
KNOW YOUR TRAINERS
- Mohamed Alkhodary
TRAINING VENUE
GUST
About the Program
Overview
The CISI – Kuwait Rules and Regulations program at GUST Executive Education is designed to provide participants with a comprehensive understanding of the regulatory framework governing Kuwait’s financial markets. The course prepares candidates for the Chartered Institute for Securities & Investment (CISI) examination, focusing on the legal, regulatory, and ethical standards required to operate in the Kuwaiti financial sector. Through expert instruction and practical examples, participants gain the knowledge and confidence to ensure compliance, manage regulatory risks, and apply best practices in the securities and investment industry.
TARGET AUDIENCE
This program is intended for professionals working in or entering Kuwait’s financial services industry, including investment advisors, compliance officers, relationship managers, brokers, and financial analysts. It is also suitable for professionals seeking to obtain the mandatory CISI certification required by the Capital Markets Authority (CMA) of Kuwait, as well as individuals aiming to advance their careers in banking, investment, and financial regulation.
PROGRAM CONTENT
The program begins with an introduction to Kuwait’s financial market structure and institutions, providing context on the Capital Markets Authority (CMA) and its role in regulating the sector. Participants then study the legal and regulatory framework, covering key laws, licensing requirements, and the responsibilities of market participants.
The course continues with a focus on conduct of business rules, exploring ethical standards, conflicts of interest, and client protection measures. Learners also examine compliance and risk management practices, including anti-money laundering regulations, reporting requirements, and internal control systems.
The program concludes with exam preparation, featuring mock tests, practice questions, and guidance on the CISI examination format to ensure participants are fully prepared to achieve certification and apply their knowledge effectively in the workplace.
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